Chui Shan Cynthia Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chui Shan Cynthia Chan (陳翠珊), a licensed Responsible Officer with CE reference BHH358. Currently licensed at 1 firm(s): Shenwan Hongyuan Capital (H.K.) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 10.1 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-09-08 | present |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-16 | present |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-07-16 | 2026-09-08 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-31 | 2026-04-29 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-03-31 | 2026-04-29 |
| Aurelius Corporate Finance Limited 旭倫企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-10-28 | 2026-02-06 |
| Aurelius Corporate Finance Limited 旭倫企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-09-15 | 2025-10-28 |
| Grande Capital Limited 均富資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-10-23 | 2025-08-20 |
| Grande Capital Limited 均富資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-01-31 | 2019-10-23 |
| Prosper Voyage Capital Limited 澤遠融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-04-12 | 2018-01-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chui Shan Cynthia Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Chun Yu Chan | Grande Capital Limited | 2018–2025 |
| Yuet Tsz Chow | Grande Capital Limited | 2018–2025 |
| Kai Lui | Grande Capital Limited | 2018–2025 |
| Kit Ming Leung | Grande Capital Limited | 2018–2025 |
| Wing Yip Shum | Grande Capital Limited | 2018–2025 |
| King Yiu Chan | Grande Capital Limited | 2018–2023 |
| Chun Chung Lau | Grande Capital Limited | 2020–2025 |
| Chiu Ni Leung | Grande Capital Limited | 2019–2022 |
| Pui Lam Charlotte Law | Grande Capital Limited | 2019–2022 |
| Suet Man Mak | Grande Capital Limited | 2020–2025 |
| Kai Yu Wong | Grande Capital Limited | 2020–2022 |
| Chung Yee Mak | Grande Capital Limited | 2021–2024 |
| Alan Chi Bun Chung | Grande Capital Limited | 2021–2025 |
| Wan Man Chan | Grande Capital Limited | 2018–2020 |
| Yanping Rong | Grande Capital Limited | 2018–2020 |
| Pak Lok Caesar Chan | Grande Capital Limited | 2019–2021 |
| Xiao Liu | Grande Capital Limited | 2018–2020 |
| Yan Hei Chung | Prosper Voyage Capital Limited | 2016–2018 |
| Shui Yan Li | Prosper Voyage Capital Limited | 2016–2018 |
| Kin Fong Tam | Prosper Voyage Capital Limited | 2016–2018 |