Chun Guo
郭純
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Guo (郭純), a licensed Representative with CE reference AEN591. Currently licensed at 2 firm(s): Topaz Financial Group Limited, Topaz Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2026-04-22 | present |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 — Asset management | 2026-04-22 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
RO | Type 4 — Advising on securities | 2025-07-30 | 2025-10-31 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
RO | Type 9 — Asset management | 2025-07-30 | 2025-10-31 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-07 | 2025-07-30 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 — Asset management | 2025-07-07 | 2025-07-30 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2022-06-07 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2022-06-07 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2022-06-07 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-05-23 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2022-06-07 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-05-23 |