Kay Loong Ting
丁基龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kay Loong Ting (丁基龍), a licensed former licensee with CE reference AAH639. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-02 | 2025-06-30 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-05-02 | 2025-06-30 |
| WRise Capital Limited 昇世資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-05-02 | 2025-01-02 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-17 | 2023-05-02 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-17 | 2023-05-02 |
| WRise Capital Limited 昇世資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-03-17 | 2023-05-02 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-12-18 | 2022-05-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-12-18 | 2022-05-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-10-04 | 2022-05-31 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 4 — Advising on securities | present | 2003-12-24 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-09-27 |