Mourad Daou
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mourad Daou, CE reference ATR365. Currently licensed at 2 firm(s): Morgan Stanley Asia Limited, Morgan Stanley Hong Kong Securities Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-12 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2023-06-12 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2023-06-12 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2023-06-12 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-04-23 | 2023-04-14 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2015-04-23 | 2023-04-14 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-04-23 | 2023-04-14 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2015-04-23 | 2023-04-14 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-07 | 2015-03-13 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-20 | 2015-03-13 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-04 | 2010-12-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-04 | 2010-12-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-09-04 | 2010-12-14 |