Kun-Chih Li
李坤致
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kun-Chih Li (李坤致), a licensed former licensee with CE reference ARM569. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-28 | 2024-06-21 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 4 — Advising on securities | 2022-03-28 | 2024-06-21 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-08 | 2022-03-28 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-08 | 2022-03-28 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-12 | 2021-10-19 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-04-12 | 2021-10-19 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-24 | 2021-04-12 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-24 | 2021-04-12 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-19 | 2018-09-05 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-19 | 2018-09-05 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-28 | 2013-11-18 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-04 | 2011-01-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-12 | 2009-03-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-12 | 2009-03-27 |