Chih Ning Chiu
邱致寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chih Ning Chiu (邱致寧), a licensed former licensee with CE reference AUW231. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Skydog Ventures Limited | RO | Type 4 — Advising on securities | 2022-02-21 | 2024-06-15 |
| Skydog Ventures Limited | RO | Type 9 — Asset management | 2022-02-21 | 2024-06-15 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 4 — Advising on securities | 2020-07-13 | 2021-06-30 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 9 — Asset management | 2020-07-13 | 2021-06-30 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-14 | 2013-11-18 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-03 | 2011-04-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-03-10 | 2011-04-30 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-03-10 | 2010-09-03 |