Shu-Hua Yang
楊淑華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu-Hua Yang (楊淑華), CE reference AOU194. Currently licensed at 1 firm(s): First Securities (HK) Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-23 | present |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-16 | 2008-02-18 |