Shan-Chih Lin
林上智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan-Chih Lin (林上智), CE reference BGY428. Currently licensed at 1 firm(s): First Securities (HK) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-15 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-01-23 | 2022-09-08 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-17 | 2022-09-08 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-05-17 | 2022-09-08 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-01 | 2022-09-08 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-01 | 2022-09-08 |