Hsien-Kuang Kao
高顯光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsien-Kuang Kao (高顯光), a licensed former licensee with CE reference AJB418. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 |
RO | Type 9 — Asset management | 2009-08-03 | 2025-01-01 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-09-30 | 2025-01-01 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-09 | 2004-09-30 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-09-09 | 2004-08-30 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-09-09 | 2004-09-30 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2003-09-09 | 2004-09-30 |