Lili Wang
王麗麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lili Wang (王麗麗), a licensed Responsible Officer with CE reference BMQ113. Currently licensed at 1 firm(s): First Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 7.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-06-27 | present |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
RO | Type 9 - Asset management | 2025-06-27 | present |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-29 | 2025-06-27 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2025-05-29 | 2025-06-27 |
| Finex Hong Kong Limited | RO | Type 1 - Dealing in securities | 2020-12-11 | 2025-03-17 |
| Finex Hong Kong Limited | RO | Type 4 - Advising on securities | 2020-12-11 | 2025-03-17 |
| Finex Hong Kong Limited | RO | Type 9 - Asset management | 2020-12-11 | 2025-03-17 |
| Finex Hong Kong Limited | Rep | Type 9 - Asset management | 2019-07-03 | 2020-12-11 |
| Finex Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-10-09 | 2020-12-11 |
| Finex Hong Kong Limited | Rep | Type 4 - Advising on securities | 2018-10-09 | 2020-12-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lili Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.