David Patrick Ho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Patrick Ho (何嘉豪), a licensed Responsible Officer with CE reference AXM023. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 15.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2022-11-22 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2022-11-22 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-02-01 | 2022-11-22 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-06-27 | 2022-11-22 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-06-27 | 2016-01-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Patrick Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.