Stephen Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Wong (黃錦豪), a licensed Representative with CE reference AJO207. Currently licensed at 1 firm(s): JPMorgan Asset Management (Asia Pacific) Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 22.0 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2024-11-22 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2024-11-22 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2011-12-02 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-12-02 | 2025-07-14 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 2 - Dealing in futures contracts | 2011-12-02 | 2025-07-14 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-02 | 2016-06-10 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2011-12-02 | 2016-06-10 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-11 | 2011-11-17 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-09-11 | 2011-11-17 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-23 | 2008-08-19 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 9 - Asset management | 2008-06-23 | 2008-08-19 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2004-03-19 | 2008-04-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2004-03-19 | 2008-04-30 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2004-03-19 | 2008-04-30 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2004-03-19 | 2008-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.