Brian Hon Kei Chan
陳漢基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Hon Kei Chan (陳漢基), a licensed former licensee with CE reference AKI936. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-23 | 2019-01-15 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-23 | 2019-01-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-07-23 | 2019-01-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-07-23 | 2019-01-15 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-07-23 | 2019-01-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-07-23 | 2019-01-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-09 | 2013-07-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-09 | 2013-07-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-06-09 | 2013-11-01 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2004-04-15 | 2009-04-22 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2004-04-15 | 2009-04-22 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2004-04-15 | 2009-04-22 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2004-04-15 | 2009-04-22 |