Samuel Man Fat Lee
李萬發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Man Fat Lee (李萬發), a licensed former licensee with CE reference ADR824. This person has 10.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-31 | 2014-07-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-14 | 2014-07-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2009-12-14 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2009-12-14 | 2013-08-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2004-12-03 | 2009-09-05 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2004-12-03 | 2009-09-05 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2004-12-03 | 2009-09-05 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2004-12-03 | 2009-09-05 |
| ABN AMRO (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-05 |
| ABN AMRO Clearing Hong Kong Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-05 |
| ABN AMRO (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-05 |
| ABN AMRO Clearing Hong Kong Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-05 |
| ABN AMRO Clearing Hong Kong Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-11-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Samuel Man Fat Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.