Clarence John Beshke
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clarence John Beshke ( ), a licensed former licensee with CE reference ADS271. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-10-15 | 2013-11-16 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2010-10-15 | 2013-11-16 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-03-18 | 2013-11-16 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2009-09-15 | 2013-11-16 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2009-03-24 | 2009-09-15 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2005-05-20 | 2009-03-24 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | present | 2010-10-15 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | present | 2010-03-18 |
| UBS Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | present | 2010-10-15 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | present | 2005-05-20 |