Shaw-Shiun Hong
洪紹勛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaw-Shiun Hong (洪紹勛), a licensed former licensee with CE reference ALC783. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-09 | 2022-08-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-09 | 2022-08-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-06-09 | 2013-11-01 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2004-08-20 | 2009-04-22 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2004-08-20 | 2009-04-22 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2004-08-20 | 2009-04-22 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2004-08-20 | 2009-04-22 |