Jeremy David Collard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeremy David Collard, a licensed Responsible Officer with CE reference AJC639. Currently licensed at 2 firm(s): CITIC Securities Asset Management (HK) Limited, CITIC Securities International Global Markets Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.4 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-05-30 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-20 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-10-11 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-09 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-12-10 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2018-12-10 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-15 | 2018-12-10 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-11-15 | 2018-12-10 |
| Neo Risk Investment Advisors Limited | RO | Type 4 - Advising on securities | 2015-07-13 | 2016-10-03 |
| Neo Risk Investment Advisors Limited | RO | Type 9 - Asset management | 2015-07-13 | 2016-10-03 |
| Neo Risk Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2015-06-03 | 2015-07-13 |
| Neo Risk Investment Advisors Limited | Rep | Type 9 - Asset management | 2015-06-03 | 2015-07-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-03 | 2014-11-30 |
| Citigroup First Investment Management Limited | RO | Type 4 - Advising on securities | 2007-02-16 | 2014-11-30 |
| Citigroup First Investment Management Limited | RO | Type 9 - Asset management | 2007-02-16 | 2014-11-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-30 | 2014-11-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2003-07-30 | 2013-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jeremy David Collard during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.