Tat Kei Chan
陳達基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Kei Chan (陳達基), a licensed former licensee with CE reference AUZ927. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup First Investment Management Limited | RO | Type 4 — Advising on securities | 2016-04-27 | 2016-10-01 |
| Citigroup First Investment Management Limited | RO | Type 9 — Asset management | 2016-04-27 | 2016-10-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-31 | 2016-10-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-13 | 2016-10-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-04-13 | 2013-08-31 |
| Citigroup First Investment Management Limited | Rep | Type 4 — Advising on securities | 2010-04-13 | 2016-04-27 |
| Citigroup First Investment Management Limited | Rep | Type 9 — Asset management | 2010-04-13 | 2016-04-27 |