Zhao Teng Chen
陳騰昭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhao Teng Chen (陳騰昭), a licensed former licensee with CE reference AQY139. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neo Risk Investment Advisors Limited | RO | Type 4 — Advising on securities | 2015-02-05 | 2020-03-31 |
| Neo Risk Investment Advisors Limited | RO | Type 9 — Asset management | 2015-02-05 | 2020-03-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-03 | 2014-03-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2009-02-26 | 2014-03-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 2 — Dealing in futures contracts | 2009-02-26 | 2013-08-31 |
| Citigroup First Investment Management Limited | RO | Type 4 — Advising on securities | 2009-02-26 | 2014-03-31 |
| Citigroup First Investment Management Limited | RO | Type 9 — Asset management | 2009-02-26 | 2014-03-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-29 | 2009-02-26 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2008-04-29 | 2009-02-26 |