Finex Hong Kong Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Finex Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference BMQ105. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 52). Earliest licence on file: 2018-07-12.
- Category:
-
Sell side · Brokerage
- Registered address:
- Unit 2005-06, 20/F, 88 WL, 78-90 Wing Lok Street, Sheung Wan
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2018-07-12 | present |
| Type 4 - Advising on securities | 2018-07-12 | present |
| Type 9 - Asset management | 2019-06-04 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (52)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Eric Hin Lik Chin 陳顯歷 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-10 | Present |
| Chi Lam Lam 林智霖 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-09 | Present |
| Soyena Dhakal | Rep 1 | 2022-02 | Present |
| Xinyao Han 韓馨瑤 | Rep 1 | 2024-05 | Present |
| Yanjun Scarlett Tang 唐彦君 | Rep 1 | 2023-02 | 2026-05 |
| Anirudh Ganeriwala | Rep 1 | 2023-01 | 2026-04 |
| Hyun Jun Shim | Rep 1 | 2022-04 | 2025-12 |
| Joshua Ming Yin Ngan 顏銘然 | Rep 1 | 2024-02 | 2025-09 |
| Xiaoya Fei 費筱雅 | Rep 1 | 2025-01 | 2025-08 |
| Wai Fung Wong 黃偉丰 | Rep 1 | 2024-06 | 2025-04 |
| Lili Wang 王麗麗 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-10 | 2025-03 |
| King Hong Kevin Chan 陳景康 | Rep 1 | 2022-09 | 2025-01 |
| Simran Saxena 沈煦涵 | Rep 1 | 2022-11 | 2024-12 |
| Minghui Cai 蔡明慧 | Rep 1 | 2024-05 | 2024-11 |
| Zengyun Lyu 呂曾贇 | Rep 1 | 2024-06 | 2024-11 |
| Seonghoon Yoon 尹誠勳 | Rep 1 | 2021-08 | 2024-11 |
| Tsun Lung Ching 程俊龍 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-03 | 2024-11 |
| Chak Man Chong 莊澤文 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-03 | 2024-11 |
| Ji Eun So 穌智恩 | Rep 1 | 2024-02 | 2024-11 |
| Simiao Ye 叶思渺 | Rep 1 | 2022-12 | 2024-03 |
| Yuen Ting Tsui 徐琬婷 | Rep 1 | 2023-11 | 2024-01 |
| Shing Yui Yu 余承叡 | Rep 1 | 2023-05 | 2023-12 |
| Jaime Zuoyu Liu | Rep 1 | 2023-03 | 2023-11 |
| Hiu Ying Chung 鍾曉盈 | Rep 1 | 2023-09 | 2023-11 |
| Roopali Arora | Rep 1 | 2021-06 | 2023-04 |
| Michael Stockford | RO 1, 4, 9 | 2019-10 | 2023-03 |
| Chiu Kwan Sze 施超群 | RO 4, 9 Rep 4 | 2018-09 | 2023-01 |
| Robin Georges Flavien Favre | Rep 9 | 2022-05 | 2022-10 |
| Chun Ying Hui 許晉瑛 | Rep 4, 9 | 2021-12 | 2022-07 |
| Linda Marie Csellak | RO 4, 9 | 2021-05 | 2022-07 |
| David Thomas Mansfield | RO 1 | 2020-10 | 2022-07 |
| Won Suk Choi 崔原碩 | Rep 1 | 2021-02 | 2022-04 |
| Hui Yan Pau 鮑昫欣 | Rep 1 | 2019-10 | 2022-04 |
| Jaesuk Moon | Rep 1 | 2021-08 | 2022-03 |
| Stanley Car-Lai Wong | Rep 1 | 2021-03 | 2021-12 |
| You Jin Kang | Rep 1 | 2020-12 | 2021-11 |
| Thomas Joseph Gallagher | Rep 1, 4 | 2019-02 | 2021-11 |
| Chiu Kit Chan | Rep 1 | 2021-06 | 2021-06 |
| David Ching Leung Cheung 張正樑 | Rep 9 | 2019-06 | 2021-06 |
| Robert Michael Wood | RO 1, 4 Rep 1, 4 | 2019-02 | 2021-06 |
| Yuen Han Sun 孫婉嫻 | RO 1, 4 Rep 9 | 2020-02 | 2021-03 |
| So Yeon Kang | Rep 1 | 2019-08 | 2021-01 |
| Stephanie Chi Cue Chan 陳孜翹 | Rep 9 | 2019-09 | 2020-11 |
| Edmund Pak Kuen Lee 李柏權 | Rep 9 | 2019-09 | 2020-11 |
| Christian Chung-Hwan Kim | Rep 1 | 2019-08 | 2020-11 |
| Xiaoyi Huang 黄筱伊 | Rep 1 | 2019-08 | 2020-10 |
| Hon See Kui 瞿瀚思 | Rep 1 | 2020-05 | 2020-10 |
| Kwan Ho Fan 范君豪 | RO 1, 4, 9 | 2019-01 | 2020-02 |
| Lok Yiu Kelly Yeung 楊樂堯 | Rep 1 | 2019-08 | 2020-01 |
| Yik Ting Lau 劉奕霆 | RO 1, 4 Rep 1, 4 | 2018-10 | 2019-10 |
| Mang Kwan Law 羅孟君 | RO 1, 4 | 2018-07 | 2018-11 |
| Wing Keung Chow 周永強 | RO 1, 4 | 2018-07 | 2018-10 |
Showing 1–52 of 52
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