Mang Kwan Law
羅孟君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mang Kwan Law (羅孟君), CE reference AON979. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 1 — Dealing in securities | 2025-02-06 | 2025-04-24 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 4 — Advising on securities | 2025-02-06 | 2025-04-24 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 9 — Asset management | 2025-02-06 | 2025-04-24 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-11 | 2025-02-06 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-11 | 2025-02-06 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 9 — Asset management | 2024-09-11 | 2025-02-06 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-01-27 | 2024-08-07 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 9 — Asset management | 2023-01-27 | 2024-08-07 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-12-03 | 2022-03-20 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 9 — Asset management | 2021-12-03 | 2022-03-20 |
| Southlake Fund Management (Hong Kong) Limited 嵐湖基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-10-21 | 2020-11-25 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-07 | 2019-11-08 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-03-07 | 2019-11-08 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 9 — Asset management | 2019-03-07 | 2019-11-08 |
| Finex Hong Kong Limited | RO | Type 1 — Dealing in securities | 2018-07-12 | 2018-11-19 |
| Finex Hong Kong Limited | RO | Type 4 — Advising on securities | 2018-07-12 | 2018-11-19 |
| Asia Pacific Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2016-02-23 | 2017-05-31 |
| Asia Pacific Investment Advisors Limited |
RO | Type 9 — Asset management | 2016-02-23 | 2017-05-31 |
| Asia Pacific Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2016-02-02 | 2016-02-23 |
| Asia Pacific Investment Advisors Limited |
Rep | Type 9 — Asset management | 2016-02-02 | 2016-02-23 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-12 | 2016-01-09 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 — Advising on securities | 2015-10-12 | 2016-01-09 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2015-10-12 | 2016-01-09 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 — Asset management | 2015-10-12 | 2016-01-09 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-01 | 2007-12-01 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-01 | 2007-12-01 |