Wing Keung Chow
周永強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Keung Chow (周永強), a licensed former licensee with CE reference AJB214. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-25 | 2021-07-05 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 4 — Advising on securities | 2019-09-25 | 2021-07-05 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-12 | 2019-09-25 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-12 | 2019-09-25 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-05 | 2019-08-05 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-18 | 2019-08-05 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-18 | 2019-08-05 |
| Finex Hong Kong Limited | RO | Type 1 — Dealing in securities | 2018-07-12 | 2018-10-03 |
| Finex Hong Kong Limited | RO | Type 4 — Advising on securities | 2018-07-12 | 2018-10-03 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-28 | 2018-04-13 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-06-28 | 2018-04-13 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-24 | 2017-06-28 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-24 | 2017-06-28 |
| Look's Securities Limited |
RO | Type 1 — Dealing in securities | 2016-08-31 | 2016-12-15 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 4 — Advising on securities | 2016-07-21 | 2016-12-15 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 — Asset management | 2016-03-08 | 2016-12-15 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-18 | 2015-08-08 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2014-03-18 | 2015-08-08 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-09 | 2013-07-03 |
| OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-08 | 2009-03-09 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-24 | 2008-03-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-05 | 2008-03-14 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2003-08-13 | 2003-11-26 |