Stanley Car-Lai Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stanley Car-Lai Wong ( ), a licensed former licensee with CE reference AXM488. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TIAG Securities Trading Limited | Rep | Type 1 — Dealing in securities | 2022-01-04 | 2023-03-03 |
| Finex Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2021-03-23 | 2021-12-21 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-04 | 2018-10-22 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-07-05 | 2011-10-01 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-05 | 2011-10-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-07-05 | 2011-10-01 |