Yuen Ting Tsui
徐琬婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ting Tsui (徐琬婷), a licensed former licensee with CE reference BSU344. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finex Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-11-07 | 2024-01-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-08-04 | 2023-05-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-08-04 | 2023-05-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2022-08-04 | 2023-05-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2022-08-04 | 2023-05-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2022-08-04 | 2023-05-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2022-08-04 | 2023-05-08 |