Thomas Joseph Gallagher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Joseph Gallagher, a licensed former licensee with CE reference AJB335. This person has 9.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finex Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2019-02-13 | 2021-11-15 |
| Finex Hong Kong Limited | Rep | Type 4 - Advising on securities | 2019-02-13 | 2021-11-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-08 | 2010-09-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2003-07-08 | 2010-09-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Joseph Gallagher during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.