HSBC Structured Funds (Asia) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Structured Funds (Asia) Limited, a Hong Kong-based licensed corporation with CE reference ACX288. Current licensed staff on file: 0 (total recorded over time: 30). Earliest licence on file: 2004-02-10.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 2 - Dealing in futures contracts | Pre-2003 | 2004-02-10 |
| Type 4 - Advising on securities | 2004-02-10 | 2015-07-22 |
| Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-10 |
| Type 9 - Asset management | Pre-2003 | 2015-07-22 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (30)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Renaud Nicolas Yves Marie Delloye | RO 4 Rep 4, 9 | 2011-12 | 2015-07 |
| Mohammad Asif Atahar Khan | RO 4, 9 Rep 4, 9 | 2011-10 | 2015-07 |
| Wai Sing Tso 蔡偉成 | RO 4, 9 Rep 4, 9 | 2005-07 | 2015-07 |
| Hon Wah Ho 何漢華 | RO 4 Rep 4, 9 | 2012-01 | 2015-03 |
| Simon Ming Hon Shek 石明翰 | Rep 4, 9 | 2006-08 | 2014-12 |
| Cheng-Yung Yu 游正雍 | Rep 4, 9 | 2010-07 | 2014-12 |
| Kim Guan Teo 張金源 | RO 4, 9 Rep 4, 9 | 2006-09 | 2014-09 |
| Jeroen Jerome Denise Verstraete | RO 4, 9 Rep 4, 9 | 2010-07 | 2012-09 |
| Kathleen Kong 江健穎 | Rep 4 | 2011-01 | 2012-08 |
| King Shing Yung 翁敬誠 | Rep 4 | 2010-02 | 2012-03 |
| Connie Chi Yun Ho 何志恩 | Rep 4, 9 | 2006-09 | 2012-02 |
| Shu Shan Yau 游樹珊 | Rep 4, 9 | 2006-11 | 2012-02 |
| Catherine Yee Yin Ho 何綺盈 | Rep 4, 9 | 2009-11 | 2011-09 |
| Kenneth Sue 蘇其暉 | RO 9 | 2007-03 | 2011-08 |
| Wen Su 蘇文 | Rep 4 | 2009-08 | 2011-03 |
| Eva Lo 魯亦華 | Rep 4 | 2010-02 | 2010-09 |
| Yvonne Yan Yan Lui 呂欣茵 | Rep 4, 9 | 2007-10 | 2009-08 |
| Siu Leung Wong 黃紹良 | Rep 4, 9 | 2006-08 | 2009-03 |
| Bruce Heung Wing Cheung 張向榮 | RO 4, 9 Rep 4, 9 | 2006-08 | 2008-09 |
| Lee Peter Wallace | RO 4 | 2007-03 | 2007-08 |
| Moses Yu Mo Lui 雷裕武 | Rep 4, 9 | 2006-08 | 2007-06 |
| Francis Bernard Turley | RO 4, 9 | 2004-02 | 2007-04 |
| Ann Gabriel Hoosang 何頌恩 | Rep 4 | 2006-09 | 2006-10 |
| Franklin Ching Kuen Heng 幸正權 | RO 2, 4, 5, 9 | Pre-2003 | 2006-04 |
| Mark Kar Yue Chan 陳嘉裕 | Rep 2, 4, 5, 9 | Pre-2003 | 2006-04 |
| Sum Sum Lam 林森森 | Rep 2, 4, 5, 9 | Pre-2003 | 2005-06 |
| Michael Sheh Chung Wong 王錫聰 | Rep 2, 5, 9 | Pre-2003 | 2003-12 |
| Anthony Sai Yin Yu 余世賢 | Rep 2, 5, 9 | Pre-2003 | 2003-12 |
| Tat H Au Yeung 歐陽達顯 | RO 2, 5, 9 | Pre-2003 | 2003-09 |
| Johnny Chi Chung Lee 李志璋 | Rep 2, 5, 9 | Pre-2003 | 2003-07 |
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