Shu Shan Yau
游樹珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Shan Yau (游樹珊), a licensed former licensee with CE reference AFU206. This person has 7.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-07 | 2013-07-16 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 - Asset management | 2009-09-21 | 2012-02-16 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 4 - Advising on securities | 2006-11-10 | 2012-02-16 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 - Asset management | 2006-11-10 | 2007-07-01 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Shan Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.