Siu Leung Wong
黃紹良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Leung Wong (黃紹良), a licensed former licensee with CE reference ANK932. This person has 15.6 years of SFC licence history. Total licence records on file: 35.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-11 | 2024-11-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-12-11 | 2024-11-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2023-12-11 | 2024-11-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-12-11 | 2024-11-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-13 | 2023-12-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-05-13 | 2023-12-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-13 | 2023-12-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-05-13 | 2023-12-11 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-12-04 | 2021-11-19 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-12-04 | 2021-11-19 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-12-04 | 2021-11-19 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-12-04 | 2021-11-19 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-08 | 2019-12-04 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-08 | 2019-12-04 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-08 | 2019-12-04 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-08-08 | 2019-12-04 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 4 - Advising on securities | 2019-01-07 | 2019-06-30 |
| Sun Growth Futures Limited 志昇期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-07-25 | 2019-04-16 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-07-25 | 2019-06-30 |
| Sun Growth Asset Management Limited 志昇資產管理有限公司 |
RO | Type 9 - Asset management | 2018-07-25 | 2019-06-30 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 1 - Dealing in securities | 2017-09-27 | 2019-06-30 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-26 | 2017-09-27 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-04-25 | 2017-06-23 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 - Asset management | 2016-12-08 | 2017-06-23 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-01 | 2017-06-23 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-01-13 | 2017-06-23 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 - Advising on securities | 2016-01-13 | 2017-06-23 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-03 | 2016-01-13 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-03 | 2017-04-25 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-03 | 2016-01-13 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-13 | 2012-10-19 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-13 | 2012-10-19 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 4 - Advising on securities | 2006-08-15 | 2009-03-28 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 - Asset management | 2006-08-15 | 2007-07-01 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-24 | 2009-03-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Leung Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.