Johnny Chi Chung Lee
李志璋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Chi Chung Lee (李志璋), a licensed former licensee with CE reference ADJ622. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2008-09-26 | 2009-09-20 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2008-04-28 | 2009-09-20 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-27 | 2008-04-28 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2003-07-10 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-10 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-07-10 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-07-10 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-07-10 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-10 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-07-10 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-07-10 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-10 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-10 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-07-10 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-07-10 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-10 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-07-10 |