Kenneth Sue
蘇其暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Sue (蘇其暉), a licensed former licensee with CE reference AEL989. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zentrum Capital Advisors Limited | RO | Type 9 — Asset management | 2018-06-05 | 2019-12-02 |
| HSBC Structured Funds (Asia) Limited | RO | Type 9 — Asset management | 2007-03-15 | 2011-08-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2006-03-28 | 2006-06-27 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-03-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-17 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-08 |