Connie Chi Yun Ho
何志恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Chi Yun Ho (何志恩), a licensed former licensee with CE reference AOA083. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-18 | 2019-12-20 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-30 | 2019-12-20 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-07 | 2018-05-28 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 4 — Advising on securities | 2006-09-25 | 2012-02-16 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 — Asset management | 2006-09-25 | 2007-07-01 |