Kathleen Kong

江健穎
CE No. AWS260 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathleen Kong (江健穎), a licensed former licensee with CE reference AWS260. This person has 1.6 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
HSBC Structured Funds (Asia) Limited Rep Type 4 - Advising on securities 2011-01-24 2012-08-24

Worked alongside

The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Kathleen Kong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
King Shing Yung HSBC Structured Funds (Asia) Limited 2011–2012
Simon Ming Hon Shek HSBC Structured Funds (Asia) Limited 2011–2012
Kim Guan Teo HSBC Structured Funds (Asia) Limited 2011–2012
Wai Sing Tso HSBC Structured Funds (Asia) Limited 2011–2012
Cheng-Yung Yu HSBC Structured Funds (Asia) Limited 2011–2012
Jeroen Jerome Denise Verstraete HSBC Structured Funds (Asia) Limited 2011–2012
Connie Chi Yun Ho HSBC Structured Funds (Asia) Limited 2011–2012
Shu Shan Yau HSBC Structured Funds (Asia) Limited 2011–2012
Mohammad Asif Atahar Khan HSBC Structured Funds (Asia) Limited 2011–2012
Renaud Nicolas Yves Marie Delloye HSBC Structured Funds (Asia) Limited 2011–2012
Catherine Yee Yin Ho HSBC Structured Funds (Asia) Limited 2011
Hon Wah Ho HSBC Structured Funds (Asia) Limited 2012
Kenneth Sue HSBC Structured Funds (Asia) Limited 2011
Wen Su HSBC Structured Funds (Asia) Limited 2011
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