Roctec Futures Trading Company Limited

鷹達期貨有限公司
CE No. AAJ976 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roctec Futures Trading Company Limited (鷹達期貨有限公司), a Hong Kong-based licensed corporation with CE reference AAJ976. Currently licensed for regulated activity type(s) 2 - Dealing in futures contracts. Current licensed staff on file: 3 (total recorded over time: 22).

Category:
Sell side · Brokerage ?
Registered address:
ROOM 3908 39/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 2 - Dealing in futures contracts Pre-2003 present
Type 5 - Advising on futures contracts Pre-2003 2005-01-21
Type 9 - Asset management Pre-2003 2005-01-21

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (22)

Active on date
Name Activities First licensed To
Clarissa Lai Ping Lam 林麗萍 RO 2 Rep 2, 5, 9 Pre-2003 Present
Ka Chai Leong 梁家齊 RO 2, 5, 9 Pre-2003 Present
Hoi Keung Yeung 楊海強 Rep 2 2024-07 Present
Man Hon Sze 施文漢 RO 2, 5, 9 Pre-2003 2026-07
Chun Kwan Chim 詹振坤 Rep 2, 5, 9 Pre-2003 2026-02
Wai Lun Felix Tsang 曾偉倫 Rep 2 2022-07 2022-12
Shui Kuen Lam 林瑞娟 Rep 2 2008-03 2022-04
Wing Yee Leung 梁詠儀 Rep 2 2022-03 2022-04
Pang Yan Mak 麥鵬恩 Rep 2 2021-12 2022-01
Sze Chung Cheung 張思中 Rep 2 2013-02 2015-01
Kwan Chiu Yeung 楊君超 Rep 2 2007-12 2009-09
Hon Wah Ip 葉漢華 Rep 2 2007-06 2007-11
Chi Ho Lau 劉志豪 Rep 2 2007-02 2007-05
Chi Fai Chan 陳志輝 Rep 2 2007-01 2007-05
Chi Kong Lau 劉志崗 Rep 2 2006-05 2007-02
Ho Wong 黃可 Rep 2 2006-11 2006-12
Man Kit Wong 黃文傑 Rep 2 2006-06 2006-07
Hon Wai Tam 譚漢威 Rep 2 2004-03 2006-05
Pui Mo Kok 郭佩武 Rep 2, 5, 9 Pre-2003 2006-03
Ting Yuk Leung 梁庭毓 Rep 2, 5, 9 Pre-2003 2005-09
Chun Kwong Wong 王俊光 Rep 2, 5, 9 Pre-2003 2005-09
Tat Yan Wong 黃達仁 Rep 2, 5, 9 Pre-2003 2003-09
Showing 1–22 of 22

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 1 shared activity type - 中國國際金融香港證券有限公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 1 shared activity type - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 1 shared activity type - 花旗環球金融亞洲有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 1 shared activity type - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 1 shared activity type - 宏利投資管理(香港)有限公司

Guotai Junan Securities (Hong Kong) Limited

CE ABY236 - 382 staff - 1 shared activity type - 國泰君安證券(香港)有限公司

Morgan Stanley Hong Kong Securities Limited

CE AAD401 - 379 staff - 1 shared activity type

Related