Shui Kuen Lam
林瑞娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Kuen Lam (林瑞娟), a licensed former licensee with CE reference AOW949. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-20 | 2022-04-30 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-09 | 2022-04-30 |