Pui Mo Kok
郭佩武
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Mo Kok (郭佩武), a licensed former licensee with CE reference ADV789. This person has 6.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-12 | 2010-03-25 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-12 | 2010-03-25 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-13 | 2008-12-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-06-13 | 2008-12-01 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-03-29 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-03-29 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-07 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-03-07 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-07 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-07 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Mo Kok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.