Hon Wai Tam
譚漢威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Wai Tam (譚漢威), CE reference ADW640. Currently licensed at 1 firm(s): Po Sang Securities Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-07 | present |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-07 | 2022-05-30 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-07 | 2013-05-25 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-07 | 2013-05-25 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-03 | 2006-05-12 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-03 | 2006-05-12 |
| Dah Sing Securities Limited 大新證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-01 |
| Dah Sing Securities Limited 大新證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-01 |
| Dah Sing Securities Limited 大新證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-01 |
| Dah Sing Securities Limited 大新證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-01 |