Kar Wah Chan
陳家驊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Wah Chan (陳家驊), CE reference ADS842. Total licence records on file: 39.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianfu International Securities Group Company Limited 天府國際證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2025-03-28 | 2026-03-02 |
| Tianfu International Securities Group Company Limited 天府國際證券集團有限公司 |
RO | Type 4 — Advising on securities | 2025-03-28 | 2026-03-02 |
| Tianfu International Securities Group Company Limited 天府國際證券集團有限公司 |
RO | Type 9 — Asset management | 2025-03-28 | 2026-03-02 |
| Victory Asset Management Limited 德盛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-18 | 2025-03-17 |
| Victory Asset Management Limited 德盛資產管理有限公司 |
RO | Type 9 — Asset management | 2023-01-18 | 2025-03-17 |
| Victory Securities (Global) Limited 德盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-17 | 2024-10-28 |
| Victory Securities (Global) Limited 德盛證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-11-02 | 2024-10-28 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-11-11 | 2022-10-10 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 9 — Asset management | 2020-11-11 | 2022-10-10 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-18 | 2020-09-18 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-06-18 | 2020-09-18 |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-06-18 | 2020-09-18 |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 |
RO | Type 9 — Asset management | 2020-06-18 | 2020-09-18 |
| GCINT Limited 金禧國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-04 | 2020-05-19 |
| GCINT Limited 金禧國際證券有限公司 |
RO | Type 4 — Advising on securities | 2020-02-04 | 2020-05-19 |
| GCINT Limited 金禧國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-09 | 2020-02-04 |
| GCINT Limited 金禧國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-09 | 2020-02-04 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-23 | 2019-12-26 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-11-23 | 2019-12-26 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-11-23 | 2019-12-26 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-11-23 | 2019-12-26 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-11-23 | 2019-12-26 |
| Afflux Securities Limited 上高證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-05-17 | 2018-09-30 |
| Afflux Securities Limited 上高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-01 | 2018-09-30 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-07-28 | 2017-09-04 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2013-10-11 | 2017-09-04 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2011-12-23 | 2017-09-04 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-22 | 2017-09-04 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-15 | 2015-07-28 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-23 | 2011-01-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-08-23 | 2011-01-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-26 | 2010-04-21 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-11-26 | 2010-04-21 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-18 | 2009-09-17 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-01-19 | 2009-09-17 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-11-05 | 2009-01-12 |
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-09-22 | 2007-07-07 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-02-03 | 2006-09-02 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2006-09-02 |