Bernard Pouliot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bernard Pouliot, a licensed former licensee with CE reference AAC651. This person has 15.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-11 | 2018-09-05 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-10-11 | 2018-09-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-06 | 2017-10-11 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 - Asset management | 2007-05-14 | 2017-10-11 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-01-31 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2017-11-29 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2017-10-11 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2017-10-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bernard Pouliot during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.