Bernard Pouliot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bernard Pouliot ( ), a licensed former licensee with CE reference AAC651. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-11 | 2018-09-05 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-11 | 2018-09-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-06 | 2017-10-11 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 — Asset management | 2007-05-14 | 2017-10-11 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-01-31 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
RO | Type 4 — Advising on securities | present | 2017-11-29 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2017-10-11 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 — Asset management | present | 2017-10-11 |