Kam Wing Wong
黃錦榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Wing Wong (黃錦榮), a licensed former licensee with CE reference AAE562. This person has 21.4 years of SFC licence history. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-17 | 2025-05-14 |
| Shacom Futures Limited 上商期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-08-17 | 2025-05-14 |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 4 - Advising on securities | 2017-08-17 | 2025-05-14 |
| Shacom Futures Limited 上商期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-08-17 | 2025-05-14 |
| China Sky Securities Limited 中天證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-11-04 | 2017-03-03 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-13 | 2015-08-26 |
| Zhong Zheng International Futures Limited 中證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-13 | 2015-08-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-09 | 2014-11-03 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-09 | 2014-11-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-01-09 | 2014-11-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2013-10-15 | 2014-11-03 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-10-15 | 2014-11-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-10-15 | 2014-11-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-07 | 2013-10-15 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-07 | 2013-10-15 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-07 | 2013-10-15 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-12-04 | 2013-07-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2003-12-02 | 2013-07-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-05 | 2003-12-02 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-10-27 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-10-27 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-27 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-10-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Wing Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.