Dun Shing Lee
李敦成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dun Shing Lee (李敦成), a licensed former licensee with CE reference ACZ763. This person has 13.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | 2008-07-10 | 2017-01-31 |
| BGC Securities (Hong Kong) LLC | Rep | Type 2 - Dealing in futures contracts | 2008-07-10 | 2017-01-31 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 1 - Dealing in securities | 2007-04-30 | 2008-01-07 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2005-09-01 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-09-01 | 2008-01-07 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-12-21 | 2005-06-17 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2004-07-21 | 2005-06-17 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-10-21 | 2004-07-21 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2003-09-05 | 2005-06-17 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-09-05 | 2004-12-21 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-03 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-09-03 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-03 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-03 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dun Shing Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.