Dun Shing Lee
李敦成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dun Shing Lee (李敦成), a licensed former licensee with CE reference ACZ763. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2008-07-10 | 2017-01-31 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2008-07-10 | 2017-01-31 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 1 — Dealing in securities | 2007-04-30 | 2008-01-07 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2005-09-01 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-09-01 | 2008-01-07 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-12-21 | 2005-06-17 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2004-07-21 | 2005-06-17 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-10-21 | 2004-07-21 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2003-09-05 | 2005-06-17 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-09-05 | 2004-12-21 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-03 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-09-03 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-03 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-03 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-03 |