Simon Philip Guy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Philip Guy ( ), a licensed former licensee with CE reference ASO495. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TigerWit (Hong Kong) Limited |
RO | Type 3 — Leveraged foreign exchange trading | 2019-12-12 | 2021-10-27 |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2014-12-01 | 2019-09-13 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2014-12-01 | 2019-09-13 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2009-05-06 | 2014-05-31 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2009-05-06 | 2014-05-31 |