Simon Philip Guy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Philip Guy, a licensed former licensee with CE reference ASO495. This person has 11.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TigerWit (Hong Kong) Limited | RO | Type 3 - Leveraged foreign exchange trading | 2019-12-12 | 2021-10-27 |
| De Riva Asia Limited | Rep | Type 1 - Dealing in securities | 2014-12-01 | 2019-09-13 |
| De Riva Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-12-01 | 2019-09-13 |
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | 2009-05-06 | 2014-05-31 |
| BGC Securities (Hong Kong) LLC | Rep | Type 2 - Dealing in futures contracts | 2009-05-06 | 2014-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Philip Guy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.