Simon Chun Kit Lee
李俊傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Chun Kit Lee (李俊傑), a licensed former licensee with CE reference AHA361. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-02 | 2012-11-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-09 | 2012-11-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-09 | 2012-11-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-06-09 | 2012-11-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | present | 2009-04-22 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | present | 2009-04-22 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | present | 2009-04-22 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | present | 2009-04-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | present | 2005-03-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 5 - Advising on futures contracts | present | 2005-02-07 |
| UBS Securities Asia Limited | Rep | Type 5 - Advising on futures contracts | present | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 9 - Asset management | present | 2005-03-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 9 - Asset management | present | 2005-02-07 |