Simon Chun Kit Lee
李俊傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Chun Kit Lee (李俊傑), a licensed former licensee with CE reference AHA361. This person has 9.5 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-02 | 2012-11-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-09 | 2012-11-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-09 | 2012-11-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-06-09 | 2012-11-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-04-22 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-04-22 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-04-22 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-04-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-07 |
| UBS Securities Asia Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-02-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Chun Kit Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.