Mei Ling Lee
李美玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mei Ling Lee (李美玲), a licensed former licensee with CE reference AFR791. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-31 | 2023-07-14 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-31 | 2023-07-14 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-10-31 | 2023-07-14 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2015-05-14 | 2015-12-01 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-04 | 2015-12-01 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-04 | 2015-12-01 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-04-10 | 2008-08-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-01-15 | 2008-08-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-01-15 | 2008-08-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-01-15 | 2008-08-08 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-16 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-16 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-16 |