Lawrence Wai Kong Wu
胡偉剛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Wai Kong Wu (胡偉剛), CE reference ACO383. Currently licensed at 1 firm(s): Heritvest Wealth Management (Hong Kong) Co., Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-03-08 | present |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-03-08 | present |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-20 | present |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-04-03 | 2020-08-31 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
RO | Type 9 — Asset management | 2017-04-03 | 2020-08-31 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-11-07 | 2017-03-31 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 9 — Asset management | 2011-11-07 | 2017-03-31 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-03 | 2011-09-12 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-05-08 | 2011-09-12 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 — Asset management | 2008-05-08 | 2011-09-12 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-04 | 2011-01-13 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-10 | 2011-01-13 |
| Ethk Funds Limited | RO | Type 4 — Advising on securities | 2005-07-25 | 2007-12-01 |
| Ethk Funds Limited | RO | Type 9 — Asset management | 2005-07-25 | 2007-12-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-24 | 2005-07-08 |