Nicholas Hutson Harrison
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Hutson Harrison ( ), a licensed former licensee with CE reference AER416. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-08 | 2005-11-01 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-08 | 2005-11-01 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-12 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-12 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-12 |