Yolanda Nim Shuk Yeung
楊念淑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yolanda Nim Shuk Yeung (楊念淑), CE reference ACR467. Currently licensed at 1 firm(s): Channel 8 Wealth Management Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-05 | present |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 4 — Advising on securities | 2016-12-05 | present |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 9 — Asset management | 2016-12-05 | present |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-27 | 2016-07-01 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2014-01-27 | 2016-07-01 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2014-01-27 | 2016-07-01 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-08 | 2014-01-27 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-08 | 2014-01-27 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2014-01-08 | 2014-01-27 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-01-27 | 2013-12-31 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 4 — Advising on securities | 2010-01-27 | 2013-12-31 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 9 — Asset management | 2010-01-27 | 2013-12-31 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2006-04-28 | 2008-12-04 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2004-01-13 | 2008-12-04 |