Amy Pui Ming Lai
黎沛明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Pui Ming Lai (黎沛明), a licensed former licensee with CE reference AHG510. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-04-10 | 2011-11-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-08-08 | 2011-11-14 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-08-08 | 2011-11-14 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-08-01 | 2011-11-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-08-01 | 2011-11-14 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-08-01 | 2011-11-14 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-27 | 2005-04-29 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-04-29 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |