Albert Edward Backholer

CE No. ADE405 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Albert Edward Backholer (), a licensed former licensee with CE reference ADE405. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Lloyds TSB Pacific Limited
萊斯遠東有限公司
RO Type 1 — Dealing in securities present 2005-08-30
Lloyds TSB Pacific Limited
萊斯遠東有限公司
RO Type 4 — Advising on securities present 2005-08-30
Lloyds TSB Pacific Limited
萊斯遠東有限公司
RO Type 6 — Advising on corporate finance present 2004-03-12
Lloyds TSB Pacific Limited
萊斯遠東有限公司
RO Type 9 — Asset management present 2005-08-30

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