Lina Xiao
肖麗娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lina Xiao (肖麗娜), a licensed Responsible Officer with CE reference BAZ749. Currently licensed at 1 firm(s): Vision Securities (Asia) Holdings Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Securities (Asia) Holdings Limited 沅景證券(亞洲)控股有限公司 |
RO | Type 1 — Dealing in securities | 2026-05-06 | present |
| All View Management Limited 景豐管理有限公司 |
RO | Type 4 — Advising on securities | 2024-02-19 | 2025-02-28 |
| All View Management Limited 景豐管理有限公司 |
RO | Type 9 — Asset management | 2024-02-19 | 2025-02-28 |
| All View Management Limited 景豐管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-17 | 2024-02-19 |
| All View Management Limited 景豐管理有限公司 |
Rep | Type 9 — Asset management | 2024-01-17 | 2024-02-19 |
| Hyuet Capital Limited 泓悅資本有限公司 |
RO | Type 4 — Advising on securities | 2023-04-04 | 2023-06-23 |
| Hyuet Capital Limited 泓悅資本有限公司 |
RO | Type 9 — Asset management | 2023-04-04 | 2023-06-23 |
| EG Asset Limited |
RO | Type 1 — Dealing in securities | 2020-09-15 | 2023-02-28 |
| EG Asset Limited |
RO | Type 4 — Advising on securities | 2020-09-15 | 2023-02-28 |
| EG Asset Limited |
RO | Type 9 — Asset management | 2020-09-15 | 2023-02-28 |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-20 | 2019-06-30 |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-04-20 | 2019-06-30 |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 9 — Asset management | 2017-04-20 | 2019-06-30 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-06 | 2016-11-27 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2016-05-06 | 2016-11-27 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2016-05-06 | 2016-11-27 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-12 | 2016-05-06 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-12 | 2016-05-06 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-03-12 | 2016-05-06 |