Stephen Nicholas Richards Evans
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Nicholas Richards Evans ( ), a licensed former licensee with CE reference ADC186. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIS Services Limited | RO | Type 9 — Asset management | 2007-03-09 | 2010-12-01 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-02-02 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 4 — Advising on securities | present | 2004-02-02 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-02-02 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 9 — Asset management | present | 2004-02-02 |